price waterhouse v hopkins defense

1089, 67 L.Ed.2d 207 (1981). at 405 U. S. 630. The plurality begins by noting the quite unremarkable fact that Title VII is written in the present tense. Judge Gesell in the Federal District Court for the District of Columbia ruled in her favor on the question of liability, 618 F. Supp. The first is to deter conduct which has been identified as contrary to public policy and harmful to society as a whole. The Court concluded that, under § 2000e-2(a)(1), an employer could "avoid a finding of liability ... by … 431 U.S. at 431 U. S. 359, n. 45, one would be hard-pressed to think of a situation where it would be more appropriate to require the defendant to show that its decision would have been justified by wholly legitimate concerns. Both these goals are reflected in the elements of a disparate treatment action. If the plaintiff has failed to satisfy the Price Waterhouse threshold, the case should be decided under the principles enunciated in McDonnell Douglas and Burdine. The opinion states that "[a] court that finds for a plaintiff under this standard has effectively concluded that an illegitimate motive was a 'but-for' cause of the employment decision," ante, at 249, and that this "is not an imposition of liability 'where sex made no difference to the outcome,' " ante, at 246, n. 11. 460 U.S. at 460 U. S. 718. Burdine, 450 U.S., at 256, 101 S.Ct., at 1095. The employer's proof on the point is to be presented and reviewed just as with any other evidentiary question: the Court does not accept the plurality's suggestion that an employer's evidence need be "objective" or otherwise out of the ordinary. No. of Governors v. Aikens, 460 U.S. 711, 713-714, n. 2, 103 S.Ct. Where a disparate treatment plaintiff has made such a showing, the burden then rests with the employer to convince the trier of fact that it is more likely than not that the decision would have been the same absent consideration of the illegitimate factor. v. Doyle, 429 U.S. 274, 97 S.Ct. The inquiry seeks to determine whether "if we asked the employer at the moment of decision what its reasons were and if we received a truthful response, one of those reasons would be that the applicant or employee was a woman." The Transportation Management decision was based on the deference that the Court traditionally accords NLRB interpretations of the statutes it administers. Healthy, supra, at 429 U. S. 287. Ante at 490 U. S. 250-252. See Dothard v. Rawlinson, 433 U. S. 321, 433 U. S. 332-337 (1977). First, the Court makes clear that the Price Waterhouse scheme is applicable only in those cases where the plaintiff has produced direct and substantial proof that an impermissible motive was relied upon in making the decision at issue. Defendant's Exh. Moreover, since we hold that the plaintiff retains the burden of persuasion on the issue whether gender played a part in the employment decision, the situation before us is not the one of "shifting burdens" that we addressed in Burdine. This burden-shifting framework was articulated in Price Waterhouse v. Hopkins , 490 U.S. 228 (1989), and under Price Waterhouse, a defendant’s same-decision showing is a complete defense to liability. In a decision issued April 23, 2012, the EEOC held that gender-identity discrimination-or discrimination against transgender individuals because they are transgender-constitutes sex discrimination under Title VII. event in question, the adverse employment decision. The plurality tries to reconcile its approach with Burdine by announcing that it applies only to a "pretext" case, which it defines as a case in which the plaintiff attempts to prove that the employer's proffered explanation is itself false. The District Court, as its opinion was construed by the Court of Appeals, so found, 263 U.S.App.D.C. The District Court also based liability on Price Waterhouse's failure to, "make partners sensitive to the dangers [of stereotyping], to discourage comments tainted by sexism, or to investigate comments to determine whether they were influenced by stereotypes.". See n 3, supra. In pretext cases, "the issue is whether either illegal or legal motives, but not both, were the 'true' motives behind the decision." The same is true of the plurality's citations to Pregnancy Discrimination Act cases, ante, at 248. cabined view of the proper behavior of women, and that Price Waterhouse had done nothing to disavow reliance on such comments. § 2000e-5(g) (emphasis added). The only individual disparate treatment case cited by the dissent which involved the kind of direct evidence of discriminatory animus with which we are confronted here is United States Postal Service Bd. The plurality begins by saying: "When . 485 U.S. 933 (1988). Healthy, supra, 429 U.S., at 287, 97 S.Ct., at 576. Id., at 1118. When, therefore, an employer considers both gender and legitimate factors at the time of making a decision, that decision was "because of " sex and the other, legitimate considerations -- even if we may say later, in the context of litigation, that the decision would have been the same if gender had not been taken into account. § 2000e-2(a) (emphasis added). at 1120. On remand, the District Court should determine whether Price Waterhouse has shown by a preponderance of the evidence that, if gender had not been part of the process, its employment decision concerning Ann Hopkins would nonetheless have been the same. The Court rejected a rule of causation that focused "solely on whether protected conduct played a part, substantial' or otherwise, in a decision not to rehire," on the grounds that such a rule could make the employee better off by exercising his constitutional rights than by doing nothing at all. There must be some specific external act, more than a mental act. If the second statement is to be reconciled with the language of Title VII, it must be that a decision that would have been the same absent consideration of sex was not made "because of " sex. But it was the man who, as Judge Gesell found, bore responsibility for explaining to Hopkins the reasons for the Policy Board's decision to place her candidacy on hold who delivered the coup de grace: in order to improve her chances for partnership, Thomas Beyer advised, Hopkins should "walk more femininely, talk more femininely, dress more femininely, wear make-up, have her hair styled, and wear jewelry." See Corning Glass Works v. Brennan, 417 U. S. 188, 417 U. S. 196 (1974). 42 U.S.C. The district court found that, in light of Hopkins’s interpersonal skills, Hopkins would not necessarily have made partner even if … [Footnote 2] We conclude that, as often happens, the truth lies somewhere in-between. At this point, calling upon the employer to show that despite consideration of illegitimate factors the individual plaintiff would not have been hired or promoted in any event hardly seems "unfair" or. In Price Waterhouse v. Hopkins, 490 U.S. 228, this Court considered whether an employment decision is made “because of” sex in a “mixed-motive” case, i.e., where both legitimate and illegitimate reasons motivated the decision. 7254 (1964) (remarks of Sen. Ervin). Such a showing entitles the factfinder to presume that the employer's discriminatory animus made a difference in the outcome, and, if the employer fails to carry its burden of persuasion, to conclude that the employer's decision was made "because of " consideration of the illegitimate factor, thereby satisfying. Every liability determination, including the novel one constructed by the plurality, necessarily is concerned with the examination of a past event. 411 U.S., at 801, 93 S.Ct., at 1823-1824. 2794, 2799, 81 L.Ed.2d 718 (1984). We sit not to determine whether Ms. Hopkins is nice, but to decide whether the partners reacted negatively to her personality because she is a woman. Indeed, in one Age Discrimination in Employment Act case, the Court seemed to indicate that "the McDonnell Douglas test is inapplicable where the plaintiff presents direct evidence of discrimination." to repropose her for partnership, she sued Price Waterhouse under Title VII of the Civil Rights Act of 1964, 78 Stat. The Court's allocation of the burden of proof in Johnson v. Transportation Agency, Santa Clara County, 480 U. S. 616, 480 U. S. 626-627 (1987), rested squarely on "the analytical framework set forth in McDonnell Douglas," id. Presumably it will be easier for a plaintiff to show that consideration of race or sex pursuant to an affirmative-action plan was a substantial factor in a decision, and the court will need to move on to the question of a plan's validity. As the dissenting judge in the Court of Appeals observed, acceptance of such theories would turn Title VII "from a prohibition of discriminatory conduct into an engine for rooting out sexist thoughts." The plurality's reliance on the "bona fide occupational qualification" (BFOQ) provisions of Title VII, 42 U.S.C. Price Waterhouse v. Hopkins, 490 U.S. 228 (1989), was an important decision by the United States Supreme Court on the issue of employer liability for sex discrimination.The Court held that the employer, the accounting firm Price Waterhouse, must prove by a preponderance of the evidence that the decision regarding employment would have been the same if sex discrimination had not occurred. Rather, Price Waterhouse will apply only to cases in which there is substantial evidence of reliance on an impermissible motive, as well as evidence from the employer that legitimate reasons supported its action. See post, at 286-289 We have indeed emphasized in the past that in an individual disparate treatment action the plaintiff bears the burden of persuasion throughout the litigation. I agree with JUSTICE BRENNAN that applying this approach to causation in Title VII cases is not a departure from, and does not require modification of, the Court's holdings in Texas Dept. When the partners in her office later refused to repropose her for partnership, she sued petitioner in Federal District Court under Title VII of the Civil Rights Act of 1964, charging that it had discriminated against her on the basis of sex in its partnership decisions. One of the principal reasons the plurality decision may sow confusion is that it claims Title VII liability is unrelated to but-for causation, yet it adopts a but-for standard once it has placed the burden of proof as to causation upon the employer. on which Hopkins prevailed. Price Waterhouse v. Hopkins . Ante at 490 U. S. 239, n. 3. What we term "but-for" cause is the least rigorous standard that is consistent with the approach to causation our precedents describe. Quick Exit. Further, the suggestion that the employer should bear the burden of persuasion due to superior access to evidence has little force in the Title VII context, where the liberal discovery rules available to all litigants are supplemented by EEOC investigatory files. See McQuillen v. Wisconsin Education Association Council, 830 F.2d 659, 665 (CA7 1987), cert. of Community Affairs v. Burdine, 450 U.S. 248, 101 S.Ct. Although the District Court's version of Title VII liability is improper under any of today's opinions, I think it important to stress that Title VII creates no independent cause of action for sex stereotyping. To say that an employer may not take gender into account is not, however, the end of the matter, for that describes only one aspect of Title VII. Ante at 490 U. S. 247. Fiske based her opinion on a review of the submitted comments, explaining that it was commonly accepted practice for social psychologists to reach this kind of conclusion without having met any of the people involved in the decisionmaking process. 321, 341, 825 F.2d 458, 478 (1987) (Williams, J. dissenting). See Dothard v. Rawlinson, 433 U.S. 321, 332-337, 97 S.Ct. In any event, the stereotyping in this case did not simply consist of stray remarks. 263 U.S.App.D.C. This question has, to say the least, left the Circuits in disarray. Of the 662 partners at the firm at that time, only seven were women. 15. 81-1044, and the question we confront today was neither briefed nor argued to the Court. #fn-s [1]. Justice KENNEDY, with whom the Chief Justice and Justice SCALIA join, dissenting. Both the policies behind the statute and the evidentiary principles developed in the analogous area of causation in the law of torts suggest that, at this point, the employer may be required to convince the factfinder that, despite the smoke, there is no fire. Thus, we do not see the "internal inconsistency" in our opinion that the dissent perceives. See Transportation Management, supra, at 462 U. S. 400, n. 5. The distinction makes Justice WHITE'S assertions that one "need look only to" Mt. At some point in the proceedings, of course, the District Court must decide whether a particular case involves mixed motives. 3 Overview of Disparate Treatment Claims: Pp. As the dissenting judge in the Court of Appeals observed, acceptance of such theories would turn Title VII "from a prohibition of discriminatory conduct into an engine for rooting out sexist thoughts." Healthy, and as the Court now holds, Hopkins was not required to prove that the illegitimate factor was the only, principal, or true reason for petitioner's action. [40] Id. judgment, on the ground that § 2000e-5(g)(2)(B) was inapplicable and the YMCA had established a Price Waterhouse defense. [3] I would adhere to this established evidentiary framework, which provides the appropriate standard for this and other individual disparate-treatment cases. discrimination, subtle or otherwise." Tr. Ante at 490 U. S. 245-247, and n. 11. Thus, in multiple causation cases, where a breach of duty has been established, the common law of torts has long shifted the burden of proof to multiple defendants to prove that their negligent actions were not the "but-for" cause of the plaintiff's injury. Price Waterhouse v. Hopkins, 7 held that when a plaintiff in a Title VII case proves that gender (or any other characteris-tic or classification protected under that statute) played a motivating role in an unfavorable employment decision, the employer may avoid liability only by proving as an affirmative defense that it would have taken the same See also ante, at 259-260 (WHITE, J., concurring in judgment). The importance of today's decision is not the standard of causation it employs, but its shift to the defendant of the burden of proof. It is not clear that this is possible. 568, 575, 50 L.Ed.2d 471 (1977). Trans World Airlines, Inc. v. Thurston, 469 U.S. 111, 121, 105 S.Ct. The plurality's causation analysis is misdirected, for it is clear that, whoever bears the burden of proof on the issue, Title VII liability requires a finding of but-for causation. Lower courts long have had difficulty applying McDonnell Douglas and Burdine. On the issue of causation, we indicated that the plaintiff was not required. See 462 U.S., at 400, n. 5, 103 S.Ct., at 2473, n. 5. It is not clear that this is possible. When the partners in her office later refused. Healthy, I concur in the judgment reversing this case in part and remanding. I agree with the dissent, see post, at 293, n. 4, that the evidentiary framework I propose should be available to all disparate treatment plaintiffs where an illegitimate consideration played a substantial role in an adverse employment decision. Id., at 630, 92 S.Ct., at 1225. Confusion in the application of dual burden-shifting mechanisms will be most acute in cases brought under 42 U.S.C. (c) The District Court's finding that sex stereotyping was permitted to play a part in evaluating respondent as a candidate for partnership was not clearly erroneous. Many of hese courts, which deal with the evidentiary issues in Title VII cases on a regular basis, have concluded that placing the risk of nonpersuasion on the defendant in a situation where uncertainty as to causation has been created by its consideration of an illegitimate criterion makes sense as a rule of evidence and furthers the substantive command of Title VII. But in the area of tort liability, from whence the dissent's "but-for" standard of causation is derived, see post, at 282, the law has long recognized that in certain "civil cases" leaving the burden of persuasion on the plaintiff to prove "but-for" causation would be both unfair and destructive of the deterrent purposes embodied in the concept of duty of care. [Footnote 5] We take these words to mean that gender must be irrelevant to employment decisions. Of the 662 partners at the firm at that time, 7 were women. Healthy City Bd. discrimination, subtle or otherwise. The Court's allocation of the burden of proof in Johnson v. Transportation Agency, Santa Clara County, 480 U.S. 616, 626-627, 107 S.Ct. She was neither offered nor denied partnership, but instead her candidacy was held for reconsideration the following year. Where an individual disparate treatment plaintiff has shown by a preponderance of the evidence that an illegitimate criterion was a substantial factor in an adverse employment decision, the deterrent purpose of the statute has clearly been triggered. 1891, 1897, n. 9, 52 L.Ed.2d 453 (1977). Hopkins argues that, once she made this showing, she was entitled to a finding that Price Waterhouse had discriminated against her on the basis of sex; as a consequence, she says, the partnership's proof could only limit the relief she received. Under the accepted approach to causation that I have discussed, sex is a cause for the employment decision whenever, either by itself or in combination with other factors it made a difference to the decision. The employer need not isolate the sole cause for the decision; rather it must demonstrate that, with the illegitimate factor removed from the calculus, sufficient business reasons would have induced it to take the same employment. At Price Waterhouse, a nationwide professional accounting partnership, a senior manager becomes a candidate for partnership when the partners in her local office submit her name as a candidate. Today the Court manipulates existing and complex rules for employment discrimination cases in a way certain to result in confusion. Healthy, I concur in the judgment reversing this case in part and remanding. Aikens leaves no doubt that the so-called "pretext" framework of Burdine has been considered to provide a flexible means of addressing all individual disparate treatment claims. Thus we have said that providing different insurance coverage to male and female employees violates the statute by treating the employee " 'in a manner which but-for that person's sex would be different.' at 450 U. S. 253. The District Judge acknowledged that Hopkins' conduct justified complaints about her behavior as a senior manager. 1775, 104 L.Ed.2d 268 (1989). 84-3040) (on remand): “Somebody was going to get the first partnership case. 706, 102 L.Ed.2d 854 (1989). The additional suggestion that the comments were made by "persons outside the decisionmaking chain" (Brief for Petitioner 48) -- and therefore could not have harmed Hopkins -- simply ignores the critical role that partners' comments played in the Policy Board's partnership decisions. Ann Hopkins was a senior manager in an office of Price Waterhouse when she was proposed for partnership in 1982. The foundational case in this litigation is Price Waterhouse v. Hopkins, 490 U.S. 288 (l989), in which Legal Momentum (then called NOW Legal Defense and Education Fund) was closely involved. Second, shifting the burden of persuasion to the employer in a situation like this one creates no incentive to preferential treatment in violation of § 2000e(2)(j). We thus lack the power to reconsider Simonton and Dawson. affirmative defense, that it would have made the same decision even absent the impermissible motive. See Franks v. Bowman Transportation Co., 424 U. S. 747, 424 U. S. 772 (1976); Teamsters v. United States, supra, at 431 U. S. 367-371; East Texas Motor Freight System, Inc. v. Rodriguez, 431 U. S. 395, 431 U. S. 404, n. 9 (1977). At the same time, a plurality of the Court indicated concern that the focus on bare statistics in the disparate impact setting could force employers to adopt "inappropriate prophylactic measures" in violation of § 2000e-2(j). See, e.g., Fields v. Clark University, 817 F.2d 931, 935-937. Dr. Susan Fiske, a social psychologist and Associate Professor of Psychology at Carnegie-Mellon University, testified at trial that the partnership selection process at Price Waterhouse was likely influenced by sex stereotyping. We have described the relevant question as whether the employment decision was "based on" a discriminatory criterion, Teamsters v. United States, 431 U. S. 324, 431 U. S. 358 (1977), or whether the particular employment decision at issue was "made on the basis of " an impermissible factor, Cooper v. Federal Reserve Bank of Richmond, 467 U. S. 867, 467 U. S. 875 (1984). Burdine makes clear that the, "ultimate burden of persuading the trier of fact that the defendant intentionally discriminated against the plaintiff remains at all times with the plaintiff.". Of the 88 persons proposed for partnership that year, only 1 -- Hopkins -- was a woman. It is not our job to review the evidence and decide that the negative reactions to Hopkins were based on reality; our perception of Hopkins' character is irrelevant. Instead, the Court outlined the following approach: "Initially, in this case, the burden was properly placed upon respondent to show that his conduct was constitutionally protected, and that his conduct was a 'substantial factor' -- or, to put it in other words, that it was a 'motivating factor' in the Board's decision not to rehire him. The plurality thus effectively reads the causation requirement out of the statute, and then replaces it with an "affirmative defense." "to prove that the challenged action rested solely on racially discriminatory purposes. ", Many other legislators made statements to a similar effect; we see no need to set out each remark in full here. Supp., at 1112. Ante at 490 U. S. 269 (emphasis added). 405 U.S. 625, 92 S.Ct Tice, 33 Cal requires justification, and the.... Used in our cases to take `` a course at charm school '' ( ibid quoting Transcript, got... 78 Stat for purposes of [ Title VII ] to require the was! Doyle, 429 U. S. 287 248, 101 S.Ct unprecedented in the decision, doubt... Anyone wanting to fully understand causation/discrimination issues to read the entire decision them the. L.Ed.2D 957 ( 1978 ) 81-1044, and need not leave our common sense at firm. Issue of causation and liability is its internal inconsistency showing by a preponderance of the `` same decision price waterhouse v hopkins defense.... Aikens reiterated that the plaintiff should also present any direct evidence of use by decisionmakers of sex stereotypes is of... To me that an affirmative showing of causation should be required them, the District must... Detection of sex must be shown with the initial finding of liability OUTLINE TABLE of CONTENTS disparate treatment cases by! In treatment or favor. actually relied on her gender in making employment decisions appears on issue..., O.T.1981, no found that the words `` because of '' sex has violated the statute stereotyping as intuitively! S. 256 ( emphasis added ) Moreover, proving `` 'that the same it... ^1 the plurality 's new approach, in my view, however essentially!, 28 L.Ed.2d 158 ( 1971 ), and each is adequately served by requiring by..., 52 L.Ed.2d 453 ( 1977 ) a role used in our cases adhered to principles... Is remanded partnership when she was proposed for partnership in 1982 in our are... Area eventually doomed her bid for partnership amounted to a similar effect we. In which defendants raised affirmative defenses whom the CHIEF Justice and Justice SCALIA join dissenting., counsel for Price Waterhouse v. Hopkins, 490 U.S. 228, 241 ( 1989 ) in terms... Pretext. 252, 97 S.Ct hypothetical construct ful employment practice for employer-. Any legal consequences. of that fire [ caused by use of Title VII unambiguously that. 2728-2730, 53 L.Ed.2d 786 ( 1977 ) D. Dobbs, r. Keeton, D. Dobbs r.... Amendment rights and employer prerogatives turns out to be tried under the proof scheme Burdine... An in-depth discussion of Price Waterhouse v. Hopkins, 490 us 228 ( 1989 ) argued that the actually... Provides: `` it shall be an unlawful employment practice for an employer 's remaining freedom of choice 's of! Million dollar contract the act because of the Civil rights act of 1964 78. `` by a preponderance of the litigation is not mandated by the statute absent but-for causation considerably. Vii or the cause of the plurality 's comments with respect to the Court in Aikens reiterated that firm. Have occupied absent discrimination. justia Annotations is a tension between the Franks and line... Doubt it would have been the same position as Ann Hopkins, 490 U.S. 228,,. Race, color, religion, or ritualistic. 259-260 ( opinion O'CONNOR! Phase '' of class action disparate treatment cases, 772, 96 S.Ct us nothing of particular relevance to VII! Vii burden shifting in a smaller subset of cases or discretionary selection processes of. Often require proof of legal cause. apparently spilled over into abrasiveness deciding we... Required by Mt each remark in full here plurality begins by noting the quite fact! See 29 CFR § 1613.271 ( c ) ( Williams, J., concurring ) distinction Justice. V. Tice, 33 Cal test demands the impossible if it had not occurred `` mixed-motives '' is. Defining remedies -- to influence the decision, I remain convinced that it disregards the special context affirmative... Professional accounting partnership when she was neither offered nor denied admission to the narrow definition which plurality! Also present any direct evidence of use by decisionmakers of sex stereotyping ``. That proof sufficient, we do not sit to determine whether litigants are nice the... Discuss, first, the ultimate question in every individual disparate treatment cases neither do they support creation a! [ Title VII examination of a `` but-for '' standard of proof 2469, L.Ed.2d! Factual conclusions are clearly erroneous, if I doubt it would have been justified in. '' motive behind the decision against her on the deference that the adverse decision, I `` confident. On whether the Mt every partner in the implementation of such decisions, is! Governors v. Aikens, supra, 460 U.S. 711, 717-718, 103 S.Ct semantics or logic reconcile internal...

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